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Online Public Access Catalogue

题名/责任者:

Culture audit in financial services : reporting on behaviour to conduct regulators / Roger Miles.

出版发行项:

New York, NY : Kogan Page Limited, 2021.

ISBN:

9781789667752

ISBN:

9781789667776

载体形态项:

xxxviii, 403 pages : illustrations ; 25 cm

个人责任者:

Miles, Roger (Roger T.), author.

论题主题:

Financial services industry.

论题主题:

Corporate culture-Auditing.

论题主题:

Organizational behavior-Auditing.

论题主题:

Employee attitude surveys.

中图法分类号:

F830

书目附注:

Includes bibliographical references (pages 308-390) and index.

摘要附注:

"In the next wave of conduct regulation in financial markets, from 2020 the regulator expects firms to produce evidence on how they are improving behaviour and culture, leaving practitioners anxious that their current reporting and management information (MI) are irrelevant to meeting as-yet unclear regulatory expectations. This book provides the insights and tools firms need to report on culture, securing both enhanced business value and the regulator's approval. Culture is now seen as a key contributor to good governance, feeding into existing discourse on environmental, social and governance (ESG) factors and the emerging dialogue on 'non-financial (mis)conduct', but conventional measures of business quality are unfit for the new reporting agenda. Culture Audit in Financial Services follows the arc of 'behavioural regulation' to examine what the regulator really wants, before offering guidance on how culture audit differs from conventional auditing, how to put the latest pure-research findings to work, and the key features of well-designed conduct and culture reports. Written by an impartial author and a variety of contributors with extensive experience working with practitioners, regulators, and many of the world's finest academic initiatives, this book is filled with practical, grounded advice on how best to approach this new challenge and avoid infractions"--

豆瓣简介：